European Directives for Cosmetics

If it is the intention of cosmetic manufacturers to export to Europe, they have to make sure that their products are inline with the European Directives for cosmetics. A summary description of these directives along with their interpretation is available all through this section of the guideline.

Introduction

Purpose

·           To provide harmonised regulations for the cosmetic, toiletry & perfumery industry in the European Union

·           To assure the safety of cosmetic products for human use

·          To set requirements to be met by the manufacturer, distributor or importer responsible for putting cosmetic products on the market

Objectives

·             Consumer safety related to

-                 Product composition

-                 Packaging

-                 Information

·               Free market access lies at the heart of the EU Cosmetics Directive.

Philosophy

·         All products meeting the requirements of the Directive should have equal and immediate access to the market

·         Facilitation of free circulation of cosmetic products throughout the EU

·        European consumers to benefit rapidly from scientific developments achieved by the Cosmetic, Toiletry And Perfumery Industry (CTP).

Experience

·         For 25 years, the model provided by the Cosmetics Directive is effective, safe, and meets the needs of consumers, industry and regulators.

·         In today’s 15 EU Member States, the model works successfully to ensure safety to European consumers and to encourage lively trade.

·         The European Cosmetics, Toiletry and Perfumery (CTP) industry continues to flourish and maintain its position as a world leader.

·        The consumer’s safety is carefully guarded and scientifically supported by statistics pointing to a ratio of just 1 to 3-million for any adverse reaction.

The EU Cosmetics Directive (76/768/EEC)

·         Includes specific procedures to ensure that its requirements can be adapted readily in light of new developments or scientific knowledge.

·         First adopted in 1976

·         6 amendments by the Council

·         Its annexes have undergone 24 adaptations to technical progress

·         The 6th Amendment, introduced major modifications and improvement to the regulatory system then in place.

·         The 6th Amendment was adopted in June 1993 and became effective in January 1997.

·         18 articles and 8 annexes.

·         Annexes II to VII list the chemical ingredients the use of which in cosmetic products is either prohibited or specifically regulated.

·         These ingredients represent a small portion of the total number of substances that are employed by the cosmetic industry.

Indeed, most cosmetic ingredients are not subject to restrictions and can be freely used by manufacturers, provided the finished products meet the general safety requirements of the Directive. In close collaboration with Colipa, the European Commission has compiled an indicative inventory of ingredients used in the cosmetic sector. This inventory provides useful information on the identity (including International Nomenclature of Cosmetic Ingredients (INCI) names) and function of approximately 8000 substances.

Scope of the Cosmetics Directive

The Cosmetics Directive applies to a clearly delineated product sector. Products for both consumer and professional use are treated equally under the Directive.

A cosmetic product is defined as:

" …Any substance or preparation intended to be placed in contact with the various external parts of the human body (epidermis, hair system, nails, lips and external genital organs) or with the teeth and the mucous membranes of the oral cavity with a view exclusively or mainly to cleaning them, perfuming them, changing their appearance and/or correcting body odours and/or protecting them or keeping them in good condition". Annex I of the directive provides an illustrative list by category of products within the meaning of this definition.

There are three preliminary questions, which should be addressed when deciding whether a product could legally be classified as a cosmetic:

1.       Is the purpose of the product wholly or mainly cosmetic i.e. is it intended to:

-               Clean

-               Perfume

-               Change appearance

-               Correct body odour

-               Protect

-               Keep in good condition

If the main purpose of the product is not to perform one of these functions it is unlikely to be a cosmetic: a product intended to be applied to a spot in order to treat that spot is not a cosmetic; however, a product intended to be applied to a spot in order to conceal it, even if it has a secondary purpose of preventing the formation of further spots, is a cosmetic is a cosmetic

2.         Is the product intended to be applied to one of the following body organs?

-               Epidermis

-               Hair system

-               Nails

-               Lips

-               External genital organs

-               Teeth

-               Mucous membrane of the oral cavity

If it is not, the product is unlikely to be a cosmetic. Accordingly, eye drops, vaginal douches, nose drops and orally ingested tablets intended to improve appearance, are not cosmetics. The Fifth Recital to Directive 76/768, the Cosmetic Directive, foresees cosmetic products having a secondary preventative (but not curative) purpose.

3.    What is the main purpose of the product?

In deciding whether a product is a cosmetic with a secondary preventative purpose or medical product (subject to licensing), account will be taken of the main purpose of the product, the claims made for it, the composition of the product and the purpose for which it is likely to be used by the consumer. The Medicines Control Agency produces a guideline on borderline products. In the first instance a copy of this document should be obtained.

The Fifth Recital to Directive 76/768/EEC excludes from the scope of the Directive products "which fall under the definition of cosmetic product but are exclusively intended to protect from disease". Accordingly the primary purpose of the product is critical in establishing its legal status. Directive 65/65/EEC defines a medicinal product as:

"Any substance or combination of substances presented for treating or preventing disease in human beings or animals."

or

"Any substance or combination of substances which may be administered to human beings or animals with a view to making a medical diagnosis or to restoring, correcting or modifying physiological functions in human beings or animals is likewise considered a medicinal product."

Philosophy and Key Principles

While aiming at guaranteeing safety, the philosophy of the Directive is equally to ensure a competitive and innovative environment for the industry. The key principles of such a balanced regulatory approach is: Manufacturers and importers hold responsibility for product safety;

·        Manufacturers and importers are liable to meet all requirements and ensure that the products they market are safe.

·        Whilst manufacturers are generally in the best position to assess the safety of the products; the Product information requirement of Article 7a provides guidance on how product safety should be assessed.

·        Provided the safety requirements of the Directive are met, manufacturers are free to choose ingredients and formulae for their products.

 

Immediate Market Access

·        No pre-market approval is required for cosmetic products in the EU.

·        Products are assumed to meet the requirements of the Directive and controls take place on the market.

·        Cosmetic products, when put on the market of one Member State, may freely circulate on the whole territory of the European Union.

·        Article 7.1: "Member States may not, for reasons related to the requirements laid down in this Directive and the Annexes thereto, refuse, prohibit, or restrict the marketing of any cosmetic products which comply with the requirements of this Directive and the Annexes thereto".

 

However importers will ask for further documentation, approvals, in order to check the compliance with the Directives.

In-market surveillance

Implementation and enforcement of the Directive’s requirements fall under the responsibility of the competent authorities of the Member States.

·        There exist cosmetics directives in the EU member states (e.g. Germany, UK etc.)

·        Other national laws regulate the cosmetics business

·        National inspectors may visit department stores, supermarkets, small shops and market stalls to check products being sold.

·        Such inspectors may take any product from the market to be tested for compliance with EU regulations.

·        They may also have access to product information in consultation with the distributor and/or manufacturer.

·        In case of non-compliance with the Directive, penalties are those provided under the national laws of the Member States.

The 6th Amendment to the EU Cosmetics Directive 93/35/EEC

The Amendment’s provisions have applied to manufacturers and importers into the EU of the marketed cosmetic products since January 1997

Main Objectives of 6th Amendment:

·        To remove legal ambiguities from previous text

·        To improve information to customer

·        To increase safety and transparency requirements for cosmetic products

·        To contribute to European trade efficiency by harmonising rules in cosmetic marketplace

6th Amendment New Requirements:

Potential ban on animal testing (Article 4)

·        Labelling of cosmetic products (Article 6)

·        Product Information to be kept in a single place within EU (Article 7a)

6th Amendment’s Modifications to Requirements in Directive 76/768:

Clarification of the definition of a cosmetic product (Article 1)

·        Extension of the general safety clause (Article 2)

·        Information in case of emergency (Article 7.3)

·        Faster procedure for technical adaptation of the different Annexes (Article 8)

Overall Content of the Amendment

·        Modification and clarification in the definition of a cosmetic product.

·        Modification to the general requirement for industry to market only safe cosmetic products.

·        Introduction of a ban on marketing cosmetic products that have been tested on animals or containing ingredients tested on animals as of January 1998.

·        The ban has been postponed until June 2002 as no scientifically validated alternative methods offering an equivalent degree of consumer protection exist at present.

·        An obligation for the European Commission to prepare an annual report on the progress in the development of alternative methods.

·        The compilation of an indicative inventory of cosmetic ingredients based on information supplied by the cosmetic industry.

·        Affixing the International Nomenclature of Cosmetic Ingredients (INCI) to define the ingredients of a cosmetic product in the EU

·        A change to the labelling provisions, where required labelling covering conditions of use and warnings may, in certain cases, be provided on a leaflet, tag, tape or card provided with the packaging.

·        In such cases, reference must be made on both the container and the packaging, using suitable wording or a newly introduced symbol defined in a new Annex VIII to the Cosmetics Directive.

·        A new labelling requirement on the container and the packaging indicating the function of the marketed cosmetic, unless this is clear from the name of the product or the way in which the product is presented to the consumer.

·        The introduction of full ingredient labelling on the outer packaging of cosmetic products, using a common nomenclature AND OFF-PACK LABELLING

·        A new provision specifying that any claims made concerning animal testing must state clearly whether such tests involve the finished product and/ or its ingredients.

·        An adaptation to the requirement for industry to provide information on product composition in the event of difficulties.

·        A new requirement whereby EU manufacturers, or their agent, or the person to whose order a product is manufactured, and importers into the EU shall hold certain information on each marketed product which is readily accessible, via the address on the label, to the competent authorities of the EU Member State concerned.

·        Manufacturers within the EU and importers into the EU of cosmetics shall have to notify the competent authorities of the EU Member State concerned of the place of manufacture or of the first importation.

·        Changes are made to the legal procedures to modify the Annexes to the Cosmetics Directive.

·        There is a new Annex VIII that is a graphic illustration of a hand inside an open book. This illustration may be used on the packaging to indicate that certain information can be found in a leaflet, label, tape or card provided with the product.

Consumer Safety Requirement

Ensuring consumer safety and protection has been the number one principle of the European Union Cosmetics Directive. The Directive’s fundamental requirement is the responsibility of individual companies operating in the EU to ensure that all cosmetics products marketed to consumers are safe. In the Directive’s 6th Amendment, Article 2, this fundamental requirement is spelled out: “A cosmetic product put on the market within the Community must not cause damage to human health when applied under normal or reasonably foreseeable conditions of use”.  This must take into account the product’s presentation, labelling, and instructions for its use and disposal.

Additionally, any other indication or information provided by the manufacturer, authorised agent or by any other person responsible for placing the product on the Community market, is also covered by the requirement. At the same time, providing warnings does not exempt any person from compliance with the other requirements laid down in the Directive. To help guarantee safety, the Directive requires that comprehensive Product Information on all products marketed in the EU is readily available to the competent authorities.

For the consumer, complete ingredient listings as well as other pertinent information about the product must be clearly labelled on the products.

 

 

 

Product Information Requirement

·        To increase transparency of cosmetics in the market, the 6th Amendment introduced a Product Information Requirement for manufacturers and importers of cosmetics in the EU.

·        Keeping Product Information on the safety of cosmetics available gives additional assurance to consumers and public health authorities.

·        From Article 7a:

·        "The manufacturer or his agent or the person to whose order a cosmetic product is manufactured or the person responsible for placing an imported cosmetic product on the Community market shall for control purposes keep the following information readily accessible to the competent authorities of the Member State concerned at the address specified on the label in accordance with Article 6 (1) (a)."

·        Form of Information Required

Any convenient form, from paper to the most up-to-date information technology, may be used.

·        Location of Product Information

The information should be available at a single place within the EU, with the address listed on the product. The address may appear in complete or abbreviated form (See Art.6.1.a)

·        Language of the Information

Product Information must be available in the national language or languages of the State concerned, or in a language readily understood by the competent authorities

·        Address of Manufacturing or Initial Importation Premises:

Manufacturers, agents, and marketers must notify competent authorities of the Member States of place of manufacture of cosmetics products on the European market

·        Product Information to be made Available:

For checks by national authorities, each manufacturer, importer or marketer of a cosmetic product must keep certain elements of Product Information accessible, including:

-                    Product Composition

-                    Physico-Chemical and Microbiological Specifications of Raw Materials and Finished Product

-                    Method of Manufacture

-                    Safety Assessment

-                    Information on the Safety Assessor

-                    Undesirable Effects on Human Health

-                    Proof of Effect

Overall Labelling Requirements

·        To ensure greater transparency for the consumer, Article 6.1 of the Cosmetics Directive stipulates mandatory labelling of the information detailed below.

·        This information should appear on the container and packaging of each product (except for the ingredient list, which should appear only on the packaging), in indelible, easily legible and visible lettering.

-                    Name and address of manufacturer or importer or distributor of product within EU

-                    Nominal content at time of packaging (by weight or volume)

-                    Date of minimum durability (only when shelf life is < 30 months)

-                    Particular precautions to be observed in use (if regulated in Annexes of Cosmetic Directive)

-                    Reference for identifying the goods (e.g. batch number)

-                    Product’s function (unless clear from presentation)

-                    Ingredient list (on packaging) in descending order of weight at time added, using INCI nomenclature

Ingredient Labelling

·        The 6th Amendment of the Cosmetics Directive introduced new mandatory requirements for labelling of cosmetic products marketed in the EU.

·        Ingredient labelling ensures transparency to consumers by providing product ingredient information.

·        The requirement applies to the outer packaging of all cosmetic products and should be indelible, easily legible and visible.

·        Benefits of ingredient labelling include:

-                             Transparency to the consumer

-                             Information to enable purchase decision

-                             Facilitation of post-market surveillance

-                            Consistent application to all cosmetic products

Step-by-Step Guide to Ingredient Labelling in the EU

1) Identify all raw materials added at the time of manufacturing.

2) Ignore any processing aids that do not remain in the product.

3) Identify all the components of raw materials that are mixtures.

4) Identify the INCI name of each component

5) Add together the quantities of all components with the same INCI name, so that each INCI name appears on the ingredient list only once.

6) Sort list into descending order of quantity, down to 1

7) Colorants are listed in any order after all other ingredients.

8) Place resulting list on the pack label

"How To" Guide for Ingredient Labelling in the EU

·        WHEN: all products on the market as of January 1, 1997

·        WHAT: all types of products marketed in whatever way

·        WHERE: on outer packaging only

·        WHICH INGREDIENTS: All ingredients to be listed except:

-      Impurities

-      Subsidiary technical preparation materials

-     Solvents or carriers for perfumes or aromas

·        HOW:

-                    In decreasing order of ingredient concentration

-                     Ingredients with a concentration below 1% at   random after other ingredients

-                    Colorants in any order after all other ingredients

·        NOMENCLATURE:

INCI names (formerly known as CTFA names)

 

·        EU SPECIAL NOMENCLATURE FOR:

-                    Cosmetic colorants: CI number (not for hair dyes)

-                    Perfume ingredients: all as "PARFUM"

-                    Flavouring ingredients: all as "AROMA"

-                    Plant Materials: Latin name under "LINNE" System (genus and species)

-                    Trivial names: based on the EUROPEAN PHARMACOPOEIA (Latin name)

-                    Denatured ethanol: as "ALCOHOL DENAT"

-                    The term "ingredients": as "INGREDIENTS"

-                    The term "may contain": as [+ / -]